With both contentious and non-contentious expertise, the team at Appleby is highly adept at handling a wide range of business and financial services regulation matters, including compliance, corporate governance, and regulatory and risk advisory work. This offering encompasses assistance with AML and ATF programmes, sanction compliance policies, the mitigation of money laundering and terrorist financing risks, and the obtainment of regulatory licences. Sally Penrose leads the regulatory practice alongside John Wasty, who also chairs the dispute resolution department. Penrose also heads up the firm’s legal focus group dedicated to driving legislative change, while Wasty’s client base consists of (re)insurers, captives, hedge funds, investment advisors, and financial institutions, and he supports them throughout investigations and enforcement actions.
L’éditorial du Legal 500
- Profil
Distinctions
La satisfaction du client
Clients clés
- Bermuda Monetary Authority
- Aegon
Points forts
- Acted for the Bermuda Monetary Authority in seeking the compulsory winding up of the Wine Investment Fund Limited, an insolvent investment fund that was in significant breach of its regulatory obligations.
- Acted as Bermuda counsel to the Aegon group in connection with its re-domiciliation of Aegon N.V. to Bermuda.
Avocats
Les grands avocats du marché
Avocats associés reconnus parmi les leaders du marché par leurs pairs et leurs clients, régulièrement présents dans les grands dossiers dans lesquels ils sont au premier plan.
Responsable de la pratique
Sally Penrose; John Wasty