Led from New York by Sandra Hauser and also aided by a strong cadre of litigators in key locations, including Washington DC and Chicago, Dentons is well-placed to defend companies accused of a myriad of securities fraud activity relating to misstatements/omissions as well as in the context of market manipulation allegations. Douglas Henkin is very skilled at defending banks as underwriters in securities fraud matters, as well as handling work for cryptocurrency and fintech companies, and for market infrastructure institutions in market manipulation cases – including his past success for the NYSE as one of the defendants in a high-profile high-frequency trading lawsuit. Leveraging the insight and experience of a number of former federal prosecutors, including Tony Pellegrino who joined the firm in August 2023 following a long stint as Assistant US attorney at the SDNY, the team also excels in guiding clients through regulatory enforcement actions, including those brought by the SEC. Vastly experienced Washington DC-based partner Kenneth Pfaehler is highly skilled at defending clients in securities fraud and disclosure litigation, derivative and other stockholder claims and corporate control and governance disputes. In Chicago, Stephen Senderowitz is also a vital member of the team in light of his work for financial services clients in regulatory probes and private litigation with regard to a myriad alleged fraudulent behavior including spoofing, insider trading. Senderowitz was also a key member of the team that prevailed for the NYSE in relation to the high-frequency trading class action.
L’éditorial du Legal 500

Distinctions

La satisfaction du client

Clients clés

  • Terraform Labs
  • First American Title Insurance
  • Azure Power Global Limited
  • CIBC World Markets Inc.
  • Nomura Credit & Capital Inc.
  • electroCore, Inc., its directors and two founding investors

Points forts

  • Representing Terraform Labs in connection with a variety of litigation and government investigation matters globally, initially relating to its decentralized finance (DeFi) platform Mirror Protocol and its governance token MIR and growing to include its suite of stablecoins.
  • Defending Azure against various claims based on alleged failures of internal controls, alleged restatements of operating metrics for Azure’s solar power projects, the resignations of various former officers, directors, and auditors, and Azure’s failure to file various Forms 20-F timely; the majority of the claims are based on Azure’s disclosures about its receipt and investigations of three “whistleblower” complaints. A motion to dismiss the Second Amended Complaint has been fully briefed and is pending.
  • Defended federal and state class actions alleging Securities Act and Exchange Act claims arising out of a 2018 IPO  by long time client electroCore, Inc., a bioelectronic medicine and wellness company.

Avocats

Les grands avocats du marché

Avocats associés reconnus parmi les leaders du marché par leurs pairs et leurs clients, régulièrement présents dans les grands dossiers dans lesquels ils sont au premier plan.

Sandra Hauser
Kenneth Pfaehler
Stephen Senderowitz

Responsable de la pratique

Sandra Hauser

Autres avocats clés

Doug Henkin; Stephen Senderowitz; Ken Pfaehler; Louis Pellegrino; Mark Califano; Deborah Renner; Melissa Gomez-Nelson; Nicholas Petts; Stephen DellaFera; Carter White